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Compliance Manager job in Charlotte

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QuestPro Consultants jobs
Career Interest:  Legal/Compliance
Insurance Discipline:  Property & Casualty
Job Type:  Full Time
State:  North Carolina (NC)
City:  Charlotte
Charlotte, NC, USA (Show on map)

The Sr. Compliance Manager assists the Multinational Services Director / President with managing the company’s insurance compliance needs. This includes monitoring, researching and communicating regulatory and case law requirements to leaders across the organization; monitoring and implementing Group compliance requirements, facilitating organizational decisions around compliance and implementation of key compliance initiatives; and providing assistance to licensing and agency management activities.


Assist with contracts, compliance and regulatory issues.
Research and coordinate the implementation of required policy and procedure changes per US federal and state mandates as well as Group requirements.
Identify changes in regulations and communicate the impact to business area leaders.
Ensure compliance issues with the organization are being appropriately evaluated, investigated and resolved.
Collaborate with the business areas to identify, review and communicate key controls for mitigating risk.
Assist in managing relationships with regulatory bodies, including Departments of Insurance (DOIs) and Industry Advocacy Groups and with Attorneys
Coordinate responses to complaints from DOIs and other regulatory bodies.
Assist in the development and implementation of procedures on proper business practices and communicate these to the business areas and producers
Monitor the licensing of sub-producers, as well as US adjusters
Develop and maintain compliance deliverables related to federal and state regulations
Advise and direct multiple and concurrent legislative or regulatory compliance initiatives designed to support the organization’s response to the identified regulatory requirements
Work with the business areas to resolve regulatory compliance issues
Monitor corrective action plans and report on progress
Provide consultative services to business areas on the appropriate controls needed to ensure ongoing regulatory compliance
Manage / Lead all corporate audits including GIA and other outside audits for underwriting and claims.
Required behaviors for all positions:

Communicate with co-workers, management customers, vendors, and others in a courteous and professional manner
Conform with and abide by all Company codes, regulations, policies, values, work procedures and instructions
Adherence to Company attendance policy
Job Requirements
8-10 years of experience, minimum.
This person will be the point person for all the state regulators / state insurance commissioners.
Established tenure preferred

Salary:  Open
Bonus/Benefits:  Bonus eligible

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